Risk Management

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Regulations and obligations are both changing and increasing all the time. Disclosure of full costs, mifid2 and operating post RDR are some of the areas currently being reviewed by organisations.

Many existing businesses at some stage will embark on a remediation exercise to ensure that all previous advice was conducted in accordance with sales standards and correct procedures. File checks, process reviews and amendments to sales standards are all areas where moneysmith can help you. Having operated in these regulated environments and personally written standards and procedures documents our team are able to quickly remediate and check, saving you time and money.